Compliance & Legal

Internal Policies

Our internal policies ensure the highest standards of integrity, transparency, and regulatory compliance in all our research operations.

1. Conflict of Interest Policy

  • Personal trading restrictions followed.
  • Disclosures made wherever applicable.
  • Research integrity maintained.

2. Record Maintenance Policy

  • Research reports archived as per SEBI requirements.
  • Client communication records maintained securely.

3. Grievance Redressal Policy

Clients can raise complaints via:

Email: vishu.khapre@gmail.com
Phone: 9420809501

If not resolved, clients may approach:

SEBI SCORES Platform

www.scores.gov.in

Resolution timeline: Within 30 days.

4. Risk Management Policy

  • Recommendations include stop-loss guidance where applicable.
  • No leverage or high-risk strategies without proper disclosure.

5. Data Security Policy

  • Access-controlled systems.
  • Regular monitoring.
  • Secure payment gateways.

SafeInvex Research reserves the right to update these policies to maintain alignment with SEBI regulations and industry best practices.