Compliance & Legal

Code of Conduct

As a SEBI Registered Research Analyst, we strictly adhere to the Code of Conduct prescribed under the SEBI (Research Analyst) Regulations, 2014.

1. Integrity & Fairness

  • Act honestly, fairly, and in the best interest of clients.
  • Avoid misleading statements or exaggerated claims.
  • Maintain high standards of professional conduct.

2. Independence & Objectivity

  • Research reports are prepared independently.
  • Personal interests do not influence recommendations.
  • No guarantee of returns is provided.

3. Due Diligence

  • All research is based on publicly available information, financial data, and credible sources.
  • Proper analysis is conducted before issuing any recommendation.

4. Confidentiality

  • Client information is kept strictly confidential.
  • No personal data is shared with third parties without consent.

5. Conflict of Interest Disclosure

  • Any material conflict of interest will be clearly disclosed in research reports.
  • Trading restrictions are followed as per SEBI norms.

6. Compliance

  • Fully compliant with SEBI regulations.
  • Proper records maintained as required under law.

Compliance Officer: Vishal Khapre | Email: vishu.khapre@gmail.com